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Search Results for: investor bill of rights

NASAA Testimony Regarding Mutual Fund Fees

Written Statement of Denise Voigt Crawford President, North American Securities Administrators’ Association, Inc. Commissioner, Texas Securities Board Submitted to the…

NASAA, SEC, FINRA Publish Updated Best Practices for Firms Serving Senior Investors

          Washington, D.C., Aug. 13, 2010 – The Securities and Exchange Commission, Financial Industry Regulatory Authority…

Promises, promises: Investors warned about risky, fraudulent promissory notes

Con artists target elderly, even pray with victims to gain their trust Washington, D.C. (July 19, 1999) -- State securities…

2019 NASAA Presidential Address: Christopher Gerold, New Jersey Securities Bureau Chief

September 10, 2019NASAA Annual MeetingAustin, Texas Thank you Mike for your generous introduction and for all you’ve accomplished this past…

Informed Investor Advisory: Cryptocurrencies

Are you an informed investor? Be Cautious of the Crypto Investment Craze Cryptocurrencies burst into the investing mainstream in 2017…

Informed Investor Advisory: Social Media, Online Trading and Investing

Are you an informed investor? Social Media, Online Trading and Investing In our digitally connected world, some investors turn to…

2005 Presidential Speech, Patricia Struck, Administrator, Wisconsin Division of Securities

President's Remarks Patricia Struck Administrator, Wisconsin Division of Securities President, North American Securities Administrators Association September 13, 2005 NASAA 88th…

1998 Presidential Speech, New Hampshire Director of Securities Regulation Peter Hildreth

President's Remarks Peter C. Hildreth New Hampshire Director of Securities Regulation President, North American Securities Administrators Association October 6, 1998…

Market Structure Issues for the Futures, Options and Equities Markets

Testimony of Bradley W. Skolnik Indiana Securities Commissioner and NASAA President Before the Committee on Banking, Housing and Urban Affairs,…

NASAA Announces Launch of Investor Protection and Education Foundation and Seeks Nominations for Inaugural Board Members

Washington, DC, June 2, 2025 – The North American Securities Administrators Association (NASAA) today announced the launch of the NASAA…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
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Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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