Search Results for: investor bill of rights

Multilingual Resources

Many Voices, One Message: Investor Protection Investor education, as with investment fraud, knows no borders. Our library of multilingual investor…

The JOBS Act at Five: Examining Its Impact and Ensuring the Competitiveness of the U.S. Capital Markets

Written Statement of Mike Rothman President, North American Securities Administrators Association, Inc. Minnesota Commissioner of Commerce Before the U.S. House…

NASAA Legislative Agenda for the 117th Congress Principle Two

PRINCIPLE TWO:Congress should work to restore the preeminence of the U.S. public securities markets and enact reforms to enhance regulatory…

Informed Investor Advisory: Precious Metals and Coin Investments

Are you an informed investor? Precious Metals and Coin Investments Predictions around volatility in the domestic and global economy have…

NASAA Joins with Securities Regulators Around the World During World Investor Week

WASHINGTON, D.C. – (October 2, 2023) – The North American Securities Administrators Association (NASAA) today joined with the SEC’s Office…

Investment frauds using religion on the rise, state regulators warn

WASHINGTON (August 7, 2001) – Investment frauds that take advantage of victims’ religious or spiritual beliefs are rising dramatically, state…

Regulators Release New Report to Assist Financial Services Firms in Serving Older Investors

Washington, D.C., Sept. 22, 2008 – As part of the Securities and Exchange Commission’s third annual Seniors Summit held in…

State Securities Cops Release New List of “Top 10 Investment Scams”

`Day-trading` seminars, promissory notes, viatical investments make ranking WASHINGTON (May 24, 1999) – State securities regulators today released a list…

Informed Investor Advisory: Binary Options

Are you an informed investor? Beware of Online Binary Option Schemes In November 2015, NASAA cautioned investors that binary options…

Protecting Consumers: What Can Congress Do To Help Financial Regulators?

Written Statement of the North American Securities Administrators Association To Be Included in the Hearing Record of The Subcommittee on…