Search Results for: investor bill of rights

Investor Advocates and State Securities Regulators Call on SEC to Rethink JOBS Act Rule

News Conference Remarks WASHINGTON (October 9, 2012) – In a news teleconference this afternoon, Arkansas Securities Commissioner Heath Abshure, who is also…

Protecting Senior Citizens Against Internet Investment Fraud

Testimony of Tanya Solov Illinois Securities Director and NASAA Broker-Dealer Section Chair Before the Special Committee on Aging United States…

Informed Investor Advisory: Crowdfunding

The Internet is a popular way for individuals and businesses to raise money. In 2012, Congress passed the JOBS Act,…

Informed Investor Advisory: Single Stock ETFs

Are you an informed investor? Single Stock ETFs Have Unique Risks;Understand Them Before You Invest. People invest to achieve financial…

Informed Investor Advisory: The Next Big Thing

Are you an informed investor? The Next Big Thing At first glance, marijuana, binary options, and digital currency appear to…

NASAA Testimony on H.R. 268

Testimony of Denise Voigt Crawford Texas Securities Commissioner President-Elect, North American Securities Administrators Association on behalf of the North American…

COVID-19-Related Investment Schemes Anticipated

State and Provincial Securities Regulators Outline What to Expect and Offer Guidance on How to Protect YourselfWASHINGTON, D.C. (March 30,…

Top Investor Threats

NASAA Top Investor Threats The following list of the top financial products and practices that threaten to trap unwary investors…

Small Business Advisory: Crowdfunding

The Jumpstart Our Business Startups (JOBS) Act, a series of legislative provisions designed to facilitate capital formation in the United…

Remarks of NASAA President Christopher Gerold to the SEC Investor Advisory Committee

Written Remarks of NASAA President Christopher W. GeroldSEC Investor Advisory Committee MeetingApril 2, 2020Introduction:Good Afternoon. I’m Christopher Gerold, Chief of…