Search Results for: investor bill of rights

1999 Presidential Speech, Indiana Securities Commissioner Bradley Skolnik

President's Remarks Bradley Skolnik Indiana Securities Commissioner President, North American Securities Administrators Association September 28, 1999 NASAA Annual Conference Puerto…

Informed Investor Advisory: Elaborate Cryptocurrency Scams Involving Self-Proclaimed “Investment Education Foundations” and “Proprietary” AI Bots

Are you an informed investor? Elaborate Cryptocurrency Scams Involving Self-Proclaimed “Investment Education Foundations” and “Proprietary” AI Bots North American Securities…

Protecting Senior Citizens Against Internet Investment Fraud

Testimony of Tanya Solov Illinois Securities Director and NASAA Broker-Dealer Section Chair Before the Special Committee on Aging United States…

Informed Investor Advisory: Crowdfunding

The Internet is a popular way for individuals and businesses to raise money. In 2012, Congress passed the JOBS Act,…

Informed Investor Advisory: Single Stock ETFs

Are you an informed investor? Single Stock ETFs Have Unique Risks;Understand Them Before You Invest. People invest to achieve financial…

NASAA Testimony on H.R. 268

Testimony of Denise Voigt Crawford Texas Securities Commissioner President-Elect, North American Securities Administrators Association on behalf of the North American…

Informed Investor Advisory: The Next Big Thing

Are you an informed investor? The Next Big Thing At first glance, marijuana, binary options, and digital currency appear to…

COVID-19-Related Investment Schemes Anticipated

State and Provincial Securities Regulators Outline What to Expect and Offer Guidance on How to Protect YourselfWASHINGTON, D.C. (March 30,…

Top Investor Threats

NASAA Top Investor Threats The following list of the top financial products and practices that threaten to trap unwary investors…

Small Business Advisory: Crowdfunding

The Jumpstart Our Business Startups (JOBS) Act, a series of legislative provisions designed to facilitate capital formation in the United…