Search Results for: fraud

NASAA’s 2005 Top 10 Threats to Investors

Widmann: "If it sounds too good to be true, it usually is" WASHINGTON (March 24, 2005) – The North American…

Organized Crime on Wall Street

Testimony of Bradley W. Skolnik Indiana Securities Commissioner and NASAA President Before the House Commerce Committee Subcommittee on Finance and…

Shopping Smart and Avoiding Scams: Financial Literacy During the Holiday Season

Testimony of Karen Tyler Commissioner, North Dakota Securities Department and President, North American Securities Administrators Association, Inc. Before the United…

Legislative Proposals to Facilitate Small Business Capital Formation and Job Creation

Legislative Proposals to Facilitate Small Business Capital Formation and Job Creation Testimony of Heath Abshure Arkansas Securities Commissioner and Chairman…

Informed Investor Advisory: The Metaverse

Are you an informed investor? Investment Scams in the Metaverse:How to Protect Yourself from Losing Real Money in the Virtual…

Laws Provide Con Artists with Personal Economic Growth Plan

NASAA Identifies Emerging and Persistent Investor Threats WASHINGTON (August 21, 2012) – The North American Securities Administrators Association (NASAA) today…

States and CFTC Secure Final Judgment Against Precious Metals Firm that Defrauded Elderly Adults

The Final Judgment Against Safeguard Metals LLC and Jeffrey Ikahn Orders Restitution and a Civil Monetary Penalty; Underscores Commitment to…

Advising Seniors About Their Money: Who Is Qualified?

Testimony of Joseph P. Borg Director, Alabama Securities Commission and President North American Securities Administrators Association, Inc. Before the Special…

State Securities Cops Release New List of “Top 10 Investment Scams”

`Day-trading` seminars, promissory notes, viatical investments make ranking WASHINGTON (May 24, 1999) – State securities regulators today released a list…

1998 Presidential Speech, New Hampshire Director of Securities Regulation Peter Hildreth

President's Remarks Peter C. Hildreth New Hampshire Director of Securities Regulation President, North American Securities Administrators Association October 6, 1998…