Search Results for: fraud

Legislative Proposals to Facilitate Small Business Capital Formation and Job Creation

Legislative Proposals to Facilitate Small Business Capital Formation and Job Creation Testimony of Heath Abshure Arkansas Securities Commissioner and Chairman…

Organized Crime on Wall Street

Testimony of Bradley W. Skolnik Indiana Securities Commissioner and NASAA President Before the House Commerce Committee Subcommittee on Finance and…

Shopping Smart and Avoiding Scams: Financial Literacy During the Holiday Season

Testimony of Karen Tyler Commissioner, North Dakota Securities Department and President, North American Securities Administrators Association, Inc. Before the United…

Informed Investor Advisory: The Metaverse

Are you an informed investor? Investment Scams in the Metaverse:How to Protect Yourself from Losing Real Money in the Virtual…

Advising Seniors About Their Money: Who Is Qualified?

Testimony of Joseph P. Borg Director, Alabama Securities Commission and President North American Securities Administrators Association, Inc. Before the Special…

Laws Provide Con Artists with Personal Economic Growth Plan

NASAA Identifies Emerging and Persistent Investor Threats WASHINGTON (August 21, 2012) – The North American Securities Administrators Association (NASAA) today…

State Securities Cops Release New List of “Top 10 Investment Scams”

`Day-trading` seminars, promissory notes, viatical investments make ranking WASHINGTON (May 24, 1999) – State securities regulators today released a list…

1998 Presidential Speech, New Hampshire Director of Securities Regulation Peter Hildreth

President's Remarks Peter C. Hildreth New Hampshire Director of Securities Regulation President, North American Securities Administrators Association October 6, 1998…

The Role of State Securities Regulators in Protecting Investors

Testimony of Ralph A. Lambiase Director, Division of Securities Connecticut Department of Banking & President North American Securities Administrators Association,…

Betting on Death in the Life Settlement Market – What’s at Stake for Seniors?

Testimony of Fred J. Joseph Colorado Securities Commissioner and President of the North American Securities Administrators Association, Inc. Before the…