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Cybercriminals and Fraudsters: How Bad Actors Are Exploiting the Financial System During the COVID-19 Pandemic

Written Testimony of Amanda SennAlabama Securities Commission Chief Deputy Director and NASAA Cybersecurity Committee ChairOn behalf of the North American Securities…

Securities Frauds on the Internet and Current Issues Concerning Online Trading

Testimony of G. Philip Rutledge Deputy Chief Counsel, Pennsylvania Securities Commission Before the Permanent Subcommittee on Investigations of the Committee…

Protecting Senior Citizens Against Investment Fraud

Testimony of Patricia D. Struck Wisconsin Securities Division Administrator and President North American Securities Administrators Association, Inc. Before the Special…

Self-Directed IRAs and the Risk of Fraud

          SEPTEMBER 28, 2011 -- The SEC's Office of Investor Education and Advocacy (OIEA) and the North…

NASAA Investor Alert: Self-Directed IRAs and the Risk of Fraud

February 7, 2023 The North American Securities Administrators Association (NASAA), the SEC’s Office of Investor Education and Advocacy, and the…

Protecting Senior Citizens Against Internet Investment Fraud

Testimony of Tanya Solov Illinois Securities Director and NASAA Broker-Dealer Section Chair Before the Special Committee on Aging United States…

State Securities Cops: Senior Investors Facing a Perfect Storm for Investment Fraud

State Regulators Announce Initiatives to Help Seniors Weather Dangerous Times WASHINGTON (September 4, 2003)– Volatile stock markets, record low interest…

The CFTC and 27 State Securities Regulatory Agencies Charge Los Angeles Area Precious Metals Dealer in Ongoing $68 Million Fraud Targeting the Elderly

CFTC and state securities regulatory agencies again join forces to combat investment fraud Washington, D.C. — (February 1, 2022) — …

NASAA Survey Shows Senior Investment Fraud Accounts for Nearly Half of all Complaints Received by State Securities Regulators

Unregistered Securities, Variable and Equity Indexed Annuities Most Pervasive Financial Products Involved in Senior Investment Fraud WASHINGTON (July 17, 2006)—With the…

Seniors at Risk From Financial Fraud

Survey of State Securities Regulators Highlights Seniors as Most Vulnerable and the Need for Better Fraud Detection WASHINGTON, D.C. (August 21,…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
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Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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