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Remarks of NASAA President Christopher Gerold at NASAA’s 2019 Fintech & Cybersecurity Symposium

October 29, 2019NASAA 2019 Fintech & Cybersecurity SymposiumWashington, DCAdvances in financial technology and cybersecurity continue to be top priorities for…

Regulatory & Legal Activity

Regulatory Activity NASAA welcomes the opportunity to continue to work with our regulatory counterparts to collectively use our resources to…

NASAA Releases Annual Enforcement Report

Download: 2018 NASAA Enforcement Report (based on 2017 data) WASHINGTON, D.C. (October 10, 2018) – The North American Securities Administrators…

NASAA Legislative Agenda for the 117th Congress Principle Four

PRINCIPLE FOUR:Congress should vigorously exercise its oversight authority on behalf of the investing public – including, and especially, retail investors.Congress…

NASAA Releases Annual Enforcement Report

Download: NASAA 2017 Enforcement Report on 2016 Data WASHINGTON, D.C. (September 26, 2017) – The North American Securities Administrators Association…




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