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WRITTEN STATEMENT OF MIKE ROTHMAN PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION AND MINNESOTA COMMISSIONER OF COMMERCE BEFORE THE U.S. HOUSE…
INTRODUCTION In this section, you will find information on the requirements your company must meet in order to use the…
Testimony of Joseph P. Borg Director, Alabama Securities Commission and President of the North American Securities Administrators Association, Inc. Before…
Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…
FREQUENTLY ASKED QUESTIONS:INVESTMENT ADVISER REPRESENTATIVE CONTINUING EDUCATION The North American Securities Administrators Association (NASAA) announced on November 30, 2020 that…
