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NASAA Testimony on H.R. 10 – The Financial Services Competition Act of 1997

Testimony of Mark J. Griffin President, North American Securities Administrators Association Director, Utah Division of Securities Before the HOUSE SUBCOMMITTEE…

Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to Improve Investment Adviser Oversight

Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…

Risky Business in the Operating Subsidiary: How the OCC Dropped the Ball

Testimony of Denise Voigt Crawford Texas Securities Commissioner and Past-President North American Securities Administrators Association, Inc. Before the U.S. House…

2011 Presidential Speech, Jack Herstein, Assistant Director, Nebraska Department of Banking and Finance

Jack Herstein Assistant Director, Nebraska Department of Banking & Finance Bureau of Securities President, North American Securities Administrators Association  September…

Market Structure Issues for the Futures, Options and Equities Markets

Testimony of Bradley W. Skolnik Indiana Securities Commissioner and NASAA President Before the Committee on Banking, Housing and Urban Affairs,…




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