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Search Results for: self directed

Informed Investor Advisory: Third-Party Custodians of Self-Directed IRAs and Other Qualified Programs

Are you an informed investor? Third-Party Custodians of Self-Directed IRAs or Other Qualified Programs While self-directed IRAs can be a…

NASAA Issues Advisory on Third-Party Custodians of Self-Directed IRAs and Other Qualified Plans

Download: Fiction & Facts About Third-Party Custodians WASHINGTON, D.C. (December 1, 2014) – The North American Securities Administrators Association (NASAA) today…

Webinar to Help Raise Awareness of Challenges and Opportunities of Self-Directed IRA Investing

Industry, state securities regulators join forces in investor protection effort WASHINGTON, July 9, 2012 – The Retirement Industry Trust Association…

Self-Directed IRAs and the Risk of Fraud

          SEPTEMBER 28, 2011 -- The SEC's Office of Investor Education and Advocacy (OIEA) and the North…

NASAA Exam Data Website Terms of Use

These Terms of Use govern access to and use of the Website and Exam Data. By clicking ACCEPT & CONTINUE,…

A Legislative Proposal to Create Hope and Opportunity for Investors, Consumers, and Entrepreneurs

TESTIMONY OF MELANIE SENTER LUBIN MARYLAND SECURITIES COMMISSIONER ON BEHALF OF THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION BEFORE THE U.S.…

A Legislative Proposal to Create Hope and Opportunity for Investors, Consumers, and Entrepreneurs

WRITTEN STATEMENT OF MIKE ROTHMAN PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION AND MINNESOTA COMMISSIONER OF COMMERCE BEFORE THE U.S. HOUSE…

Informed Investor Advisory: EB-5 Fraud

Are you an informed investor? EB-5 Fraud: Immigrant Investors Beware   What is the EB-5 Program? In an effort to stimulate the…

Legislative Proposals to Enhance Capital Formation for Small and Emerging Growth Companies, Part II

Written Testimony of William Beatty Washington Securities Division Director and President-Elect of the North American Securities Administrators Association, Inc. House…

Legislation to Further Reduce Impediments to Capital Formation

Testimony of A. Heath Abshure Arkansas Securities Commissioner and Immediate Past-President of the North American Securities Administrators Association, Inc. Before…