Who We Are
The North American Securities Administrators Association, founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice.
NASAA Spotlight
Electronic Filing (EFD)
The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.
Training
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Franchise Resources
Learn more about NASAA’s New Franchise State Cover Sheets Instructions (Effective January 1, 2020)
Podcasts
Go inside real life cases of investment fraud in NASAA’s Real Life Regulators podcast.
Requests for Comments
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
Enforcement Statistics
Learn more about the enforcement activities of NASAA members.
Serve Our Seniors
NASAA and its members work to protect investors and are especially focused on efforts to prevent the financial exploitation of older investors.
IAR Continuing Education
NASAA’s IAR CE model rule represents the culmination of years of work by state securities regulators and industry to develop a relevant and responsive continuing education program
News & Announcements
Don’t Let Scammers Feast on Your Finances This Thanksgiving
As Thanksgiving approaches, NASAA reminds investors to be alert for scammers that are setting the table for financial fraud. Don’t let a con artist carve into your savings this holiday season.
Investor Advisories
Events
Policy Updates
NASAA Letter to Congress Highlighting Call by NCSL to Preserve State Securities Authority
NASAA Letter to Congress Highlighting Call by PIABA to Preserve State Securities Authority
The third episode of NASAA's new web show, Real Life Regulators Talk Back, premiered last Thursday, November 13. Listen to learn about real life scams. Also, check out their podcast, Real Life Regulators, for more true cases of financial fraud.
