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October 29, 2019NASAA 2019 Fintech & Cybersecurity SymposiumWashington, DCAdvances in financial technology and cybersecurity continue to be top priorities for…
Regulatory Activity NASAA welcomes the opportunity to continue to work with our regulatory counterparts to collectively use our resources to…
Download: 2018 NASAA Enforcement Report (based on 2017 data) WASHINGTON, D.C. (October 10, 2018) – The North American Securities Administrators…
PRINCIPLE FOUR:Congress should vigorously exercise its oversight authority on behalf of the investing public – including, and especially, retail investors.Congress…
Download: NASAA 2017 Enforcement Report on 2016 Data WASHINGTON, D.C. (September 26, 2017) – The North American Securities Administrators Association…