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NASAA amicus brief filed in the Colorado Court of Appeals case Mandel v. Rome arguing that auto-trading lead traders are investment advisers under federal and state law and must be registered accordingly.

Home > Policy > Legal Briefs > NASAA amicus brief filed in the Colorado Court of Appeals case Mandel v. Rome arguing that auto-trading lead traders are investment advisers under federal and state law and must be registered accordingly.

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NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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