Search Results for: senior specialists

Regulators Urge Investors to Carefully Check Credentials of ‘Senior Specialists’

WASHINGTON, DC (December 12, 2005) —The North American Securities Administrators Association (NASAA) today urged seniors to carefully check the credentials…

Protecting Senior Citizens Against Investment Fraud

Testimony of Patricia D. Struck Wisconsin Securities Division Administrator and President North American Securities Administrators Association, Inc. Before the Special…

Senior Investor Alert: Senior Specialist Designations

Carefully Check Credentials of  'Senior Specialists' Seniors should carefully check the credentials of individuals holding themselves out as “senior specialists.”…

Senior Investor Alert: Free Meal Seminars

Seminars, Specialists and Abusive Sales Practices State securities regulators warn senior investors to be aware that a combination of “free…

NASAA Identifies Threats to Senior Investors in Senate Testimony

State Securities Regulators Outline Initiatives to Protect Seniors from Investment Fraud WASHINGTON, D.C. (March 29, 2006) -- The North American Securities…

NASAA Statement at SEC Seniors Summit

Patricia D. Struck Wisconsin Securities Administrator and President North American Securities Administrators Association Seniors Summit Statement July 17, 2006 Thank…

Newsroom Archive

NASAA Senior-focused News Archive   NASAA Spotlights Warning Signs of Guardian Financial AbuseOctober 30, 2017 NASAA Survey: Seniors at Risk…

Misleading Senior Designations

Seniors should carefully check the credentials of individuals holding themselves out as “senior specialists.” Some of these individuals hold nothing more than…

Advising Seniors About Their Money: Who Is Qualified?

Testimony of Joseph P. Borg Director, Alabama Securities Commission and President North American Securities Administrators Association, Inc. Before the Special…

SENIOR INVESTOR RESOURCE CENTER

As your first line of defense against investment fraud, NASAA members have heard too many stories of scam artists who…




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