NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™

NASAA Letter to SBC Leadership Regarding Mandatory Arbitration Agreements in Our Capital Markets

Prohibiting Mandatory Arbitration Agreements in Our Capital Markets

Letter from NASAA President and Maryland Securities Commissioner Melanie Senter Lubin entered into the record on behalf of NASAA for a hearing before the U.S. Senate Committee on Banking, Housing, and Urban Affairs on the use of mandatory arbitration agreements in the sale of financial services and products.

March 8, 2022

 

 

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