- Illinois is a full disclosure jurisdiction.
- Illinois accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Illinois collects a fixed fee in the amount of $500.
- Fees should be made payable to the “Illinois Secretary of State.” Payment should be sent to the following address:
Mailing Address: Courier Address: Illinois Securities Department
421 E. Capitol Ave., 2nd Fl.
Springfield, IL 62701Illinois Securities Department
421 E. Capitol Ave., 2nd Fl.
Springfield, IL 62701
- For additional information, please visit the regulator’s website at www.cyberdriveillinois.com/departments/securities or contact them at (217) 785-2256 and (217) 785-4948.
