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State Rule Proposals

Topic
Year
April 18, 2006

Maryland Division of Securities Announces Notice of Opportunity to Inspect and Comment on Proposed Amendments to Chapters .01, .02 and .08 of Securities Division Regulations

April 18, 2006
October 24, 2005

Maine Office of Securities, Department of Professional and Financial Regulation Notice of Agency Rule-Making Proposals

October 24, 2005
October 21, 2005

The California Corporations Commissioner has adopted changes to Title 10, California Code of Regulations (10 C.C.R. Section 260.121) pursuant to the Corporate Securities Law of 1968 relating to entity conversion transactions

October 21, 2005
October 8, 2004

Securities Division of the Arizona Corporation Commission has filed a Notice of Proposed Rulemaking to Amend A.A.C.R14-4-116

October 8, 2004
August 31, 2004

Maryland Division of Securities announcement of a regulatory review pursuant to Maryland’s Regulatory Review and Evaluation Act

August 31, 2004
April 16, 2004

California Department of Corporations adopts regulations relating to electronic filing for offer and sale of securities

April 16, 2004
March 1, 2004

Washington State Amends WAC 460-42A-081, Creating a Secondary Trading Exemption for Securities Listed on the Toronto Stock Exchange

March 1, 2004
February 25, 2004

California Department of Corporations Announces its Participation in NASAA’s Coordinated Franchise Review Program

February 25, 2004
December 3, 2003

The State of Maine Office of Securities announces the final adoption of two rules

December 3, 2003
November 25, 2003

Emergency Order temporarily readopting changes to Rule 260.102.14 of the California Code of Regulations relating to electronic filings of notices under California Corporations Code Section 25102(f)

November 25, 2003




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