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NASAA Highlights Financial Education Efforts at Inaugural Meeting of National Financial Education Network

WASHINGTON, D.C. (April 17, 2007) —Tennessee Assistant Commissioner for Securities Daphne Smith, on behalf of the North American Securities Administrators Association (NASAA), today highlighted the significant role state and provincial securities regulators serve in providing financial education to constituents of all ages. Speaking at the federal Financial Literacy and Education Commission’s (FLEC) inaugural meeting of […]

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NASAA to Host Public Policy Conference on May 8

Conference to Feature Forum Examining Investor Protection Through Effective Enforcement and Regulation WASHINGTON, D.C. (April 11, 2007) —The North American Securities Administrators Association (NASAA) will hold its 2007 Public Policy Conference on May 8 in Washington, D.C. to focus attention on investor protection issues of key concern to both state securities regulators and the securities industry, […]

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NASAA Challenges Reports That ‘Over-Regulation’ Has Harmed U.S. Capital Market Competitiveness

NASAA President Reaffirms State Investor Protection Role WASHINGTON, D.C. (March 22, 2007) —The President of the North American Securities Administrators Association, Inc. (NASAA) today challenged recent reports suggesting that U.S. capital markets are losing their competitiveness due to increased regulation in the wake of Enron and other recent corporate scandals and reaffirmed the role of […]

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NASAA Challenges Reports That 'Over-Regulation' Has Harmed U.S. Capital Market Competitiveness

NASAA President Reaffirms State Investor Protection Role WASHINGTON, D.C. (March 22, 2007) —The President of the North American Securities Administrators Association, Inc. (NASAA) today challenged recent reports suggesting that U.S. capital markets are losing their competitiveness due to increased regulation in the wake of Enron and other recent corporate scandals and reaffirmed the role of […]

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NASAA Symposium Opening Statement, NASAA President Joseph Borg

March 22, 2007, NASAA Symposium: Protecting Investors and the Integrity of Financial Markets, Washington, D.C.

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NASAA Announces Panelists for March 22 Symposium

Program to be Webcast; Registration Still Open WASHINGTON (March 19, 2007) –The North American Securities Administrators Association, Inc. (NASAA) today announced panelists for its public symposium, “Protecting Investors and the Integrity of Financial Markets,” and also set plans to broadcast the event live on the Internet. The Symposium, which is free and open to the public […]

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NASAA to Host Symposium Focusing on Investor Protection in an Era of Increasing Capital Market Competition

WASHINGTON (March 12, 2007)— The North American Securities Administrators Association, Inc., (NASAA) today announced plans to host a public symposium to examine how strong investor protections and shareholder rights enable U.S. capital markets to maintain their competitive advantages in an era of increasing international market competitiveness. NASAA is the oldest international organization devoted to investor protection. […]

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NASAA, SIFMA, and SIPC Join to Promote Investor Education With Updated “Understanding Your Brokerage Statement” Brochure

Free Brochure Available in English and Spanish WASHINGTON, D.C. (March 7, 2007) – The Securities Industry and Financial Markets Association (SIFMA), the North American Securities Administrators Association, Inc. (NASAA) and the Securities Investor Protection Corporation (SIPC) today released updated editions of the popular investor education resource, “Understanding Your Brokerage Account Statements.”  The publication is available […]

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NASAA, SIFMA, and SIPC Join to Promote Investor Education With Updated "Understanding Your Brokerage Statement" Brochure

Free Brochure Available in English and Spanish WASHINGTON, D.C. (March 7, 2007) – The Securities Industry and Financial Markets Association (SIFMA), the North American Securities Administrators Association, Inc. (NASAA) and the Securities Investor Protection Corporation (SIPC) today released updated editions of the popular investor education resource, “Understanding Your Brokerage Account Statements.”  The publication is available […]

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NASAA Supports National Consumer Protection Week

WASHINGTON (February 7, 2007) –The following is a statement from North American Securities Administrators Association President and Alabama Securities Commission Director Joseph P. Borg on the passage of House Resolution 94, supporting the goals and ideals of National Consumer Protection Week, February 4-10. NASAA is the oldest international organization devoted to investor protection. NASAA’s membership consists […]

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