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NASAA Statement on SEC Study on Investment Adviser Oversight

January 20, 2011 – NASAA issued a statement following the release of a study by the Securities and Exchange Commission staff examining the regulatory oversight of investment advisers.

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NASAA Statement on GAO Financial Planner Study

January 18, 2011 – NASAA issued a statement regarding the release today by the Government Accountability Office of its report, “Regulatory Coverage Generally Exists for Financial Planners, but Consumer Protection Issues Remain.”

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