June 15, 2010 – State securities regulators, physicians and adult protective services workers launch innovative campaign to curb elder investment fraud.
All: 2010 Headlines
May 21, 2010 – NASAA President Denise Voigt Crawford commends the Senate for taking a much-needed step toward strengthening our nation’s financial regulatory framework.
NASAA Urges Support for Murray Amendment to Include State Securities Regulator on Financial Stability Oversight Council
May 4, 2010 – NASAA sent a letter to each member of the U.S. Senate in support of including the state securities perspective on the Financial Stability Oversight Council.
April 27, 2010 – sent a letter to each member of the U.S. Senate outlining a series of recommendations to strengthen the Restoring American Financial Stability Act.
April 23, 2010 – NASAA sent a letter to the Senate in support of the Akaka/Menendez amendment to require the SEC to adopt fiduciary rules for brokers when giving personalized investment advice to retail customers.
April 21, 2010 – Pennsylvania Securities Commissioner Steven Irwin testifies before Congress, urging lawmakers to address perceived failures of adequate corporate governance and executive compensation standards.
April 19, 2010 – NASAA strongly supports the adoption of a disqualification provision to prevent recidivists from conducting private securities offerings under Regulation D.
April 13, 2010 – NASAA President Denise Voigt Crawford urges Congress to do the right thing for investors and restore integrity in the marketplace.
April 12, 2010 – NASAA notes that education is an investor’s best defense against investment fraud.
NASAA Statement on Multistate Action by State Securities Regulators Against Morgan Keegan & Co. Inc.
April 7, 2010 – Securities regulators in Alabama, Kentucky, Mississippi and South Carolina are jointly filing an administrative action as the result of a multistate investigation of Morgan Keegan & Co. Inc.