NASAA Leads Fight Against Elder Financial Abuse
June 15, 2010 – State securities regulators, physicians and adult protective services workers launch innovative campaign to curb elder investment fraud.
All: 2010 Headlines
NASAA Statement on Passage of Senate Financial Reform Bill
May 21, 2010 – NASAA President Denise Voigt Crawford commends the Senate for taking a much-needed step toward strengthening our nation’s financial regulatory framework.
NASAA Urges Support for Murray Amendment to Include State Securities Regulator on Financial Stability Oversight Council
May 4, 2010 – NASAA sent a letter to each member of the U.S. Senate in support of including the state securities perspective on the Financial Stability Oversight Council.
NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package
April 27, 2010 – sent a letter to each member of the U.S. Senate outlining a series of recommendations to strengthen the Restoring American Financial Stability Act.
Investor and Consumer Advocates Seek Senate Support for Akaka/Menendez Amendment on Fiduciary Duty
April 23, 2010 – NASAA sent a letter to the Senate in support of the Akaka/Menendez amendment to require the SEC to adopt fiduciary rules for brokers when giving personalized investment advice to retail customers.
NASAA Urges Congress to Restore Investor Confidence
April 21, 2010 – Pennsylvania Securities Commissioner Steven Irwin testifies before Congress, urging lawmakers to address perceived failures of adequate corporate governance and executive compensation standards.
NASAA Statement on Reforms Needed to Protect Investors in Regulation D Rule 506 Offerings
April 19, 2010 – NASAA strongly supports the adoption of a disqualification provision to prevent recidivists from conducting private securities offerings under Regulation D.
NASAA: The Time for Real Regulatory Reform is Now
April 13, 2010 – NASAA President Denise Voigt Crawford urges Congress to do the right thing for investors and restore integrity in the marketplace.
NASAA Marks National Financial Literacy Month
April 12, 2010 – NASAA notes that education is an investor’s best defense against investment fraud.
NASAA Statement on Multistate Action by State Securities Regulators Against Morgan Keegan & Co. Inc.
April 7, 2010 – Securities regulators in Alabama, Kentucky, Mississippi and South Carolina are jointly filing an administrative action as the result of a multistate investigation of Morgan Keegan & Co. Inc.
