August 5, 2015–Streamlined Online Filing System Tops 10,000 Filings
All: Current Headlines
May 26, 2015–“We are very pleased that Joey will be remaining at NASAA as our Executive Director. His NASAA experience, coupled with his state regulatory and private practice experience, give him a unique and valuable perspective on the issues facing NASAA. We are confident that he will hit the ground running as he guides the association through the coming years,” said William Beatty, NASAA President and Washington Securities Director.
May 11, 2105–“NASAA appreciates that the Texas Supreme Court agrees with state securities regulators that the life settlement contacts and viaticals, at issue in Life Partners v. Arnold satisfy the definition of an investment contact under the Texas Securities Act, making them securities subject to the Texas Securities Act.”
April 9, 2015–NASAA announces final lineup of speakers and panelists for its upcoming Public Policy Conference, scheduled for April 14 in Washington, DC.
April 8, 2015–Poll finds most investors don’t know the cost to service and maintain their brokerage accounts.
March 27, 2015–SEC Investor Advocate Rick Fleming to Delivery Keynote Address