All: 2010 Headlines

NASAA President Identifies Deregulation and Preemption of State Regulatory Authority as Significant Factors in Severity of Financial Meltdown

January 14, 2010 – In testimony before the U.S. Financial Crisis Inquiry Commission, NASAA President Denise Voigt Crawford offers a series of recommendations to strengthen investor protection.

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NASAA President to Testify Before Financial Inquiry Commission

January 11, 2010 – Crawford’s testimony will provide insights on the investor protection role of state securities regulators, and she will offer a series of recommendations to enhance the ability of state securities regulators to pursue financial fraud and prosecute the perpetrators of those crimes.

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Groups Urge Senate Banking Committee to Protect Investors by Adopting a Strong, Pro-Investor Fiduciary Duty for All Who Provide Investment Advice

January 11, 2010 – Seven organizations counter myths being circulated by those seeking to weaken the standard.

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