All: 2010 Headlines

Noted Author, Financial Commentator Barry Ritholtz to Deliver Keynote Address at NASAA Public Policy Conference

April 7, 2010 – Author of the acclaimed book, “Bailout Nation: How Greed and Easy Money Corrupted Wall Street and Shook the World Economy,” to speak at upcoming event.

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NASAA to Host Public Policy Conference Focusing on Financial Regulatory Reform

March 25, 2010 – This year’s conference features a general session with two panel discussions: “Reining in Risk on Wall Street” and “What Regulatory Reform Means to Main Street Investors.”

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NASAA Statement on Senator Dodd’s Financial Regulatory Reform Proposals

March 16, 2010 – NASAA President Denise Voigt Crawford calls proposals a “mixed bag.”

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NASAA Urges Senate Banking Committee to Stand Up for Investors by Retaining the Fiduciary Provisions of the Restoring American Financial Stability Act of 2009

February 25, 2010 – NASAA President contends that investors don’t need another study, they need help now.

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Planning Your Retirement with Confidence

February 22, 2010 – In recognition of America Saves Week, NASAA is launching a new investor education program designed to bring retirement planning assistance to the workplace.

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Consumer and Investor Advocates Urge Congress to Resist Industry Efforts to Weaken Investor Protection

February 3, 2010 – Investors, including seniors, would be harmed if securities and insurance industry opposition to a fiduciary duty for investment advice prevails.

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$5.15 Million Available to Investors in Securities Fraud Case

January 15, 2010 – State securities regulators are seeking as many as 27,000 investors who may be eligible to participate in a multi-million dollar distribution plan approved by the New Jersey Superior Court.

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NASAA President Identifies Deregulation and Preemption of State Regulatory Authority as Significant Factors in Severity of Financial Meltdown

January 14, 2010 – In testimony before the U.S. Financial Crisis Inquiry Commission, NASAA President Denise Voigt Crawford offers a series of recommendations to strengthen investor protection.

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NASAA President to Testify Before Financial Inquiry Commission

January 11, 2010 – Crawford’s testimony will provide insights on the investor protection role of state securities regulators, and she will offer a series of recommendations to enhance the ability of state securities regulators to pursue financial fraud and prosecute the perpetrators of those crimes.

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Groups Urge Senate Banking Committee to Protect Investors by Adopting a Strong, Pro-Investor Fiduciary Duty for All Who Provide Investment Advice

January 11, 2010 – Seven organizations counter myths being circulated by those seeking to weaken the standard.

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