All: 2010 Headlines

NASAA Statement on Multistate Action by State Securities Regulators Against Morgan Keegan & Co. Inc.

April 7, 2010 – Securities regulators in Alabama, Kentucky, Mississippi and South Carolina are jointly filing an administrative action as the result of a multistate investigation of Morgan Keegan & Co. Inc.

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NASAA Statement on Multistate Action by State Securities Regulators Against Morgan Keegan & Co. Inc.

April 7, 2010 – Securities regulators in Alabama, Kentucky, Mississippi and South Carolina are jointly filing an administrative action as the result of a multistate investigation of Morgan Keegan & Co. Inc.

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Noted Author, Financial Commentator Barry Ritholtz to Deliver Keynote Address at NASAA Public Policy Conference

April 7, 2010 – Author of the acclaimed book, “Bailout Nation: How Greed and Easy Money Corrupted Wall Street and Shook the World Economy,” to speak at upcoming event.

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NASAA to Host Public Policy Conference Focusing on Financial Regulatory Reform

March 25, 2010 – This year’s conference features a general session with two panel discussions: “Reining in Risk on Wall Street” and “What Regulatory Reform Means to Main Street Investors.”

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NASAA Statement on Senator Dodd's Financial Regulatory Reform Proposals

March 16, 2010 – NASAA President Denise Voigt Crawford calls proposals a “mixed bag.”

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NASAA Statement on Senator Dodd’s Financial Regulatory Reform Proposals

March 16, 2010 – NASAA President Denise Voigt Crawford calls proposals a “mixed bag.”

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NASAA Urges Senate Banking Committee to Stand Up for Investors by Retaining the Fiduciary Provisions of the Restoring American Financial Stability Act of 2009

February 25, 2010 – NASAA President contends that investors don’t need another study, they need help now.

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Planning Your Retirement with Confidence

February 22, 2010 – In recognition of America Saves Week, NASAA is launching a new investor education program designed to bring retirement planning assistance to the workplace.

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Consumer and Investor Advocates Urge Congress to Resist Industry Efforts to Weaken Investor Protection

February 3, 2010 – Investors, including seniors, would be harmed if securities and insurance industry opposition to a fiduciary duty for investment advice prevails.

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$5.15 Million Available to Investors in Securities Fraud Case

January 15, 2010 – State securities regulators are seeking as many as 27,000 investors who may be eligible to participate in a multi-million dollar distribution plan approved by the New Jersey Superior Court.

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