All: 2010 Headlines

NASAA Urges Conference Committee on Financial Reform to Make the Right Choices for Investors

June 15, 2010 – NASAA notes that the House fiduciary standard provides strong investor protection.

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NASAA Leads Fight Against Elder Financial Abuse

June 15, 2010 – State securities regulators, physicians and adult protective services workers launch innovative campaign to curb elder investment fraud.

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NASAA Statement on Passage of Senate Financial Reform Bill

May 21, 2010 – NASAA President Denise Voigt Crawford commends the Senate for taking a much-needed step toward strengthening our nation’s financial regulatory framework.

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NASAA Urges Support for Murray Amendment to Include State Securities Regulator on Financial Stability Oversight Council

May 4, 2010 – NASAA sent a letter to each member of the U.S. Senate in support of including the state securities perspective on the Financial Stability Oversight Council.

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NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package

April 27, 2010 – sent a letter to each member of the U.S. Senate outlining a series of recommendations to strengthen the Restoring American Financial Stability Act.

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Investor and Consumer Advocates Seek Senate Support for Akaka/Menendez Amendment on Fiduciary Duty

April 23, 2010 – NASAA sent a letter to the Senate in support of the Akaka/Menendez amendment to require the SEC to adopt fiduciary rules for brokers when giving personalized investment advice to retail customers.

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NASAA Urges Congress to Restore Investor Confidence

April 21, 2010 – Pennsylvania Securities Commissioner Steven Irwin testifies before Congress, urging lawmakers to address perceived failures of adequate corporate governance and executive compensation standards.

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NASAA Statement on Reforms Needed to Protect Investors in Regulation D Rule 506 Offerings

April 19, 2010 – NASAA strongly supports the adoption of a disqualification provision to prevent recidivists from conducting private securities offerings under Regulation D.

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NASAA: The Time for Real Regulatory Reform is Now

April 13, 2010 – NASAA President Denise Voigt Crawford urges Congress to do the right thing for investors and restore integrity in the marketplace.

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NASAA Marks National Financial Literacy Month

April 12, 2010 – NASAA notes that education is an investor’s best defense against investment fraud.

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