All: 2009 Headlines

NASAA Statement on Obama Administration’s Principles for Financial Services Regulatory Reform

WASHINGTON (February 26, 2009) – The following is a statement from Fred Joseph, President of the North American Securities Administrators Association (NASAA) and Colorado Securities Commissioner, on President Obama’s announcement yesterday of the core principles that will guide his administration’s efforts to reshape how the nation’s financial industry and markets are regulated. “As the regulators […]

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NASAA Statement on Obama Administration's Principles for Financial Services Regulatory Reform

WASHINGTON (February 26, 2009) – The following is a statement from Fred Joseph, President of the North American Securities Administrators Association (NASAA) and Colorado Securities Commissioner, on President Obama’s announcement yesterday of the core principles that will guide his administration’s efforts to reshape how the nation’s financial industry and markets are regulated. “As the regulators […]

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NASAA Statement on FINRA Leadership

WASHINGTON—The following is a statement from North American Securities Administrators Association (NASAA) President and Colorado Securities Commissioner Fred Joseph on the appointment today of Richard G. Ketchum to succeed Mary L. Schapiro as CEO of the Financial Industry Regulatory Authority (FINRA) effective March 16, 2009. “In today’s financial climate, investors more than ever need the […]

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NASAA Focuses on Fraud Prevention During America Saves Week

Protect Wealth through Fraud Prevention WASHINGTON, D.C. — The North American Securities Administrators Association (NASAA) has joined America Saves Week to encourage investors not only to save but also to protect their assets through fraud prevention. America Saves Week partners urge consumers to take financial action by committing to save, invest and build wealth. NASAA […]

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NASAA Offers Pro-Investor Legislative Agenda

Agenda Outlines How 111th Congress Can Help Protect Investors WASHINGTON, D.C. January 29, 2009 – State securities regulators today called upon Congress to take bold actions to better protect Main Street investors amid the increasing challenges of a faltering economy. The North American Securities Administrators Association (NASAA) outlined a sweeping legislative agenda for the 111th […]

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