All: 2007 Headlines

NASAA, SIFMA, and SIPC Join to Promote Investor Education With Updated "Understanding Your Brokerage Statement" Brochure

Free Brochure Available in English and Spanish WASHINGTON, D.C. (March 7, 2007) – The Securities Industry and Financial Markets Association (SIFMA), the North American Securities Administrators Association, Inc. (NASAA) and the Securities Investor Protection Corporation (SIPC) today released updated editions of the popular investor education resource, “Understanding Your Brokerage Account Statements.”  The publication is available […]

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NASAA Supports National Consumer Protection Week

WASHINGTON (February 7, 2007) –The following is a statement from North American Securities Administrators Association President and Alabama Securities Commission Director Joseph P. Borg on the passage of House Resolution 94, supporting the goals and ideals of National Consumer Protection Week, February 4-10. NASAA is the oldest international organization devoted to investor protection. NASAA’s membership consists […]

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NASAA Unveils Pro-Investor Legislative Agenda for the 110th Congress

WASHINGTON, D.C. (January 25, 2007) —The North American Securities Administrators Association (NASAA) today outlined a sweeping legislative agenda that supports efforts to advance investor protection and promote a strong and effective regulatory environment to maintain investor confidence in the capital markets. “Taken together, our agenda clearly revolves around doing what’s right for investors. This has always been […]

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NASAA To Unveil Pro-Investor Legislative Agenda for 110th Congress

Washington (January 18, 2007) — The North American Securities Administrators Association will hold a news conference on January 25, 2007 to discuss its pro-investor legislative priorities for the 110th Congress. NASAA’s legislative agenda will include a focus on the regulatory structure of capital markets, the securities arbitration system, hedge funds and pension protection, as well […]

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State Securities Regulators Warn Against Slippery Oil and Gas Deals

Oil Patch Scams Remain Favored Ploy to Fleece Investors WASHINGTON, D.C. (January 11, 2007) – Although oil prices have fallen since reaching an all-time high last summer, fraudulent oil and gas deals remain a favorite ploy of con artists nationwide, according to the North American Securities Administrators Association (NASAA), the membership organization of state and […]

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