All: 2007 Headlines

Speakers Set for NASAA Public Policy Conference

U.S. Senator Robert Casey and Former SEC Commissioner Harvey Goldschmid to Address May 8 Conference in Washington, D.C. WASHINGTON, D.C. (April 26, 2007) —The North American Securities Administrators Association (NASAA) announced today that U.S. Senator Robert P. Casey (D-PA) and former Securities and Exchange Commissioner Harvey J. Goldschmid will be the featured speakers at its May 8 Public […]

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NASAA Offers New Podcast Series to Help Listeners Become Alert Investors

WASHINGTON, D.C. (April 18, 2007) — Knowledge is power. And nowhere is that more true than in the dynamic world of investing. But many investors today feel they lack the knowledge they need in navigating the twists and turns of the investing world. Continuing its tradition of providing information that every investor can use, the […]

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NASAA Commends Resolutions Supporting the Goals of Financial Literacy Month

Borg: ‘Educating investors of all ages empowers them to make sound financial choices” WASHINGTON (April 18, 2007) — The following is a statement from North American Securities Administrators Association President and Director of the Alabama Securities Commission Joseph P. Borg on the passage of Senate Resolution 126 and House Resolution 273, supporting the goals and ideals […]

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NASAA Highlights Financial Education Efforts at Inaugural Meeting of National Financial Education Network

WASHINGTON, D.C. (April 17, 2007) —Tennessee Assistant Commissioner for Securities Daphne Smith, on behalf of the North American Securities Administrators Association (NASAA), today highlighted the significant role state and provincial securities regulators serve in providing financial education to constituents of all ages. Speaking at the federal Financial Literacy and Education Commission’s (FLEC) inaugural meeting of […]

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NASAA to Host Public Policy Conference on May 8

Conference to Feature Forum Examining Investor Protection Through Effective Enforcement and Regulation WASHINGTON, D.C. (April 11, 2007) —The North American Securities Administrators Association (NASAA) will hold its 2007 Public Policy Conference on May 8 in Washington, D.C. to focus attention on investor protection issues of key concern to both state securities regulators and the securities industry, […]

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NASAA Challenges Reports That 'Over-Regulation' Has Harmed U.S. Capital Market Competitiveness

NASAA President Reaffirms State Investor Protection Role WASHINGTON, D.C. (March 22, 2007) —The President of the North American Securities Administrators Association, Inc. (NASAA) today challenged recent reports suggesting that U.S. capital markets are losing their competitiveness due to increased regulation in the wake of Enron and other recent corporate scandals and reaffirmed the role of […]

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NASAA Challenges Reports That ‘Over-Regulation’ Has Harmed U.S. Capital Market Competitiveness

NASAA President Reaffirms State Investor Protection Role WASHINGTON, D.C. (March 22, 2007) —The President of the North American Securities Administrators Association, Inc. (NASAA) today challenged recent reports suggesting that U.S. capital markets are losing their competitiveness due to increased regulation in the wake of Enron and other recent corporate scandals and reaffirmed the role of […]

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NASAA Announces Panelists for March 22 Symposium

Program to be Webcast; Registration Still Open WASHINGTON (March 19, 2007) –The North American Securities Administrators Association, Inc. (NASAA) today announced panelists for its public symposium, “Protecting Investors and the Integrity of Financial Markets,” and also set plans to broadcast the event live on the Internet. The Symposium, which is free and open to the public […]

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NASAA to Host Symposium Focusing on Investor Protection in an Era of Increasing Capital Market Competition

WASHINGTON (March 12, 2007)— The North American Securities Administrators Association, Inc., (NASAA) today announced plans to host a public symposium to examine how strong investor protections and shareholder rights enable U.S. capital markets to maintain their competitive advantages in an era of increasing international market competitiveness. NASAA is the oldest international organization devoted to investor protection. […]

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NASAA, SIFMA, and SIPC Join to Promote Investor Education With Updated "Understanding Your Brokerage Statement" Brochure

Free Brochure Available in English and Spanish WASHINGTON, D.C. (March 7, 2007) – The Securities Industry and Financial Markets Association (SIFMA), the North American Securities Administrators Association, Inc. (NASAA) and the Securities Investor Protection Corporation (SIPC) today released updated editions of the popular investor education resource, “Understanding Your Brokerage Account Statements.”  The publication is available […]

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