All: 2006 Headlines

NASAA Identifies Threats to Senior Investors in Senate Testimony

State Securities Regulators Outline Initiatives to Protect Seniors from Investment Fraud WASHINGTON, D.C. (March 29, 2006) — The North American Securities Administrators Association (NASAA) today identified three troubling trends endangering the retirement nest eggs of our nation’s growing senior population and outlined the steps state securities regulators are taking to protect senior investors from fraud. “My […]

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NASAA to Detail Threats to Senior Investors

NASAA President and Wisconsin Securities Administrator Patricia D. Struck to Testify before U.S. Senate Special Committee on Aging WASHINGTON, D.C. (March 28, 2006) – North American Securities Administrators Association (NASAA) President and Wisconsin Securities Administrator Patricia D. Struck will identify three troubling trends endangering the retirement nest eggs of our nation’s growing senior population in testimony […]

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Panelists Set For NASAA Listens Forum on Hedge Funds

Hedge Fund Industry Experts, Regulators to Gather April 4 in New York WASHINGTON (March 23, 2006)—The North American Securities Administrators Association, Inc., (NASAA) is bringing together a diverse panel of experts for a public forum on hedge funds and their increasing role in the portfolios of pensions and individual investors. The NASAA Listens Forum on Hedge […]

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NASAA Listens Forum to Focus on Hedge Funds

Experts to Examine Hedge Fund ‘Retailization’ WASHINGTON (March 14, 2006) —The North American Securities Administrators Association, Inc., (NASAA) today announced plans to host a public forum to explore the ramifications of the sale of hedge funds and funds of funds to retail investors and the challenges this trend poses to regulators charged with upholding investor […]

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NASAA Names Russ Iuculano as Executive Director

WASHINGTON (February 28, 2006) –The North American Securities Administrators Association (NASAA), the membership organization of state and provincial securities regulators, today named Russ Iuculano as Executive Director. “I am very excited that Russ is joining NASAA today,” said Patricia D. Struck, NASAA’s President and Wisconsin Securities Administrator. “Along with his evident enthusiasm for NASAA’s mission, […]

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State Securities Regulators Release “Unlucky 13″ Investor Traps

Personal Information Scams, Oil & Gas Investment Fraud, Prime Bank Schemes Seen as Greatest Potential Threats to Investors in 2006 WASHINGTON, DC (February 16, 2006) —The North American Securities Administrators Association (NASAA) today outlined a forecast of the 13 most common ways investors are likely to be trapped in 2006. “This list is anything but […]

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State Securities Regulators Release "Unlucky 13" Investor Traps

Personal Information Scams, Oil & Gas Investment Fraud, Prime Bank Schemes Seen as Greatest Potential Threats to Investors in 2006 WASHINGTON, DC (February 16, 2006) —The North American Securities Administrators Association (NASAA) today outlined a forecast of the 13 most common ways investors are likely to be trapped in 2006. “This list is anything but […]

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NASAA Statement on NASD Leadership Plans

WASHINGTON (January 12, 2006) —The following is a statement from North American Securities Administrators Association (NASAA) President and Wisconsin Securities Administrator Patricia D. Struck on the election today of Mary L. Schapiro to succeed Robert R. Glauber as Chairman and CEO of the NASD effective December 2006. “NASAA sincerely appreciates Chairman Glauber’s leadership and accessibility […]

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