All: 2005 Headlines

NASAA to Host Public Policy Conference

Conference to Feature Forum on Balance Between Regulatory Reform and Consumer Protection   WASHINGTON (April 13, 2005)  -The North American Securities Administrators Association (NASAA) will host a Public Policy Conference on May 3 to explore current issues of importance to state securities regulators and investor protection, NASAA President and New Jersey Bureau of Securities Chief Franklin L. Widmann said […]

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NASAA Member to Serve on SEC Advisory Committee

Committee to Examine Sarbanes-Oxley Act’s Impact on Small Companies WASHINGTON – Jack E. Herstein, Assistant Director of the Nebraska Department of Banking & Finance Bureau of Securities and Vice Chair of the Corporation Finance Section of the North American Securities Administrators Association (NASAA) today began serving as an official observer of the Securities and Exchange […]

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NASAA’s 2005 Top 10 Threats to Investors

Widmann: “If it sounds too good to be true, it usually is”  WASHINGTON (March 24, 2005) – The North American Securities Administrators Association (NASAA) today identified the most common ploys being used to cheat investors out of hundreds of millions of dollars. “Investors should keep their guard up anytime anyone offers an investment opportunity. It […]

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NASAA Commends Launch of Congressional Financial and Economic Literacy Caucus

WASHINGTON, February 16, 2005 –The following is a statement from North American Securities Administrators Association President and New Jersey Bureau of Securities Chief Franklin L. Widmann on the formation of the Financial and Economic Literacy Caucus. Organized in 1919, NASAA is the oldest international organization devoted to investor protection. NASAA’s membership consists of securities administrators […]

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NASAA Launches Redesigned Website

WASHINGTON (January 11, 2005) –The North American Securities Administrators Association (NASAA) today launched its newly redesigned website to better inform the public, policymakers, regulators, and industry about the role NASAA members serve in protecting investors throughout North America. “Through the new NASAA website, we are pleased to provide users with easier access to new resources and […]

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