All: 2003 Headlines

NASAA statement on the confirmation of William Donaldson as chairman of the Securities and Exchange Commission

February 14, 2003 - The North American Securities Administrators Association (NASAA) issued the following statement today, following the Senate confirmation of William Donaldson as the new chairman of the Securities and Exchange Commission: State securities regulators look forward to working with Chairman Donaldson on issues that affect Main Street investors. Without question, he faces one of […]

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NASAA Executive Director to depart

WASHINGTON (February 4, 2003) — The North American Securities Administrators Association (NASAA) announced today that its executive director, Marc Beauchamp, will leave his position at the end of February. Beauchamp joined NASAA in January 1998 as communications director; he became executive director in March of 2000. Christine Bruenn, NASAA’s president and Maine securities administrator, said: […]

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NASAA Statement on Oxley-Baker Mutual Fund Fee Initiative

(January 15, 2003) – The North American Securities Administrators Association today issued the following statement: NASAA supports Chairmen Michael Oxley and Richard Baker’s request for a study by the General Accounting Office of current trends in mutual fund fees, disclosure and transparency. When evaluating mutual funds, investors need more information as well as more understandable […]

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State Securities Regulators Endorse Uniform Securities Act (2002)

CHARLESTON (January 6, 2003)  – State securities regulators at a special meeting of the North American Securities Administrators Association (NASAA), Saturday, endorsed the new Uniform Securities Act (2002). The new Act modernizes the Uniform Securities Act of 1956 and conforms state law to recent amendments in federal securities laws. The USA 2002 provides state securities […]

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