Newsroom
October 6, 2026
NASAA Welcomes New President and Announces 2026-2027 Board of Directors at 2026 Fall Annual Meeting
NASAA announced today that Elizabeth Bowling, Tennessee Department of Commerce and Insurance (TDCI) Assistant Commissioner, Securities, has become NASAA’s President during the 2026 NASAA Fall Annual Meeting in Chicago.
October 6, 2026
2026 Presidential Inaugural Fireside Chat
October 6, 2026 - NASAA President Elizabeth Bowling discusses her priorities for the year in a fireside chat with NASAA Past President Marni Rock Gibson during NASAA’s 2026 Fall Annual Meeting.
September 28, 2026
Be a Part of NASAA’s Inaugural Regulatory Systems and Services Symposium
NASAA is inviting industry and financial services professionals to register for the inaugural NASAA Regulatory Systems and Services (RSS) Symposium, a new training event focused on the regulatory tools and systems professionals use every day. The Symposium is November 17-18 in Dallas, Texas.
September 17, 2026
NASAA Announces 2027 System Fees for Investment Adviser Registration Depository System
NASAA today announced that the waiver of Investment Adviser Registration Depository (IARD) system fees for state-registered investment adviser firms will continue through 2027, and the initial set-up and annual system fees for investment adviser representatives will remain unchanged at $15.
August 10, 2026
NASAA Approves Updated Waiting Period for Series 63, 65, and 66 Exam Retests
NASAA today announced a change to one of the waiting periods associated with NASAA’s Series 63, Series 65, and Series 66 qualification examinations. The revision will shorten the waiting period for candidates after their third unsuccessful attempt from 180 days to 60 days, allowing candidates the ability to retest 120 days earlier. The new waiting period will take effect January 4, 2027.
June 15, 2026
NASAA Warns of Imposter Scams on World Elder Abuse Awareness Day
As millions observe World Elder Abuse Awareness Day, NASAA continues to sound the alarm on the surge in financial exploitation using imposter scams and deepfake voices and videos.
May 14, 2026
NASAA Statement on U.S. Senate Banking Committee Vote on the CLARITY Act
The following is a statement from Marni Rock Gibson, President of the North American Securities Administrators Association (NASAA), on the U.S. Senate Banking Committee’s vote advancing the Digital Asset Market Clarity Act (the “CLARITY Act”) to the full Senate floor.
May 4, 2026
NASAA Modernizes Investment Adviser Advertising Rules to Align with Federal Standards
NASAA today announced that its membership has voted to adopt amendments to four model rules governing investment adviser advertising. These updates modernize state-level requirements, bringing them into closer alignment with current federal standards applicable to SEC-registered investment advisers.
May 4, 2026
NASAA Adopts New Model Act to Close Regulatory Gaps in the Franchise Industry
NASAA today announced the adoption of the NASAA Model Franchise Broker Registration Act, an important initiative designed to bring improved transparency and accountability to the franchise brokerage industry.
March 17, 2026
Andrea Seidt Named Vice Chair Of SEC Investor Advisory Committee
NASAA today announced that Andrea Seidt, Commissioner of the Ohio Division of Securities, has been named Vice Chair of the Securities and Exchange Commission’s Investor Advisory Committee (IAC).
Washington, DC 20002
