April 30, 2007 – NASAA written statement to the Senate Homeland Security and Governmental Affairs Subcommittee on Oversight of Government Management, the Federal Workforce, and the District of Columbia, regarding financial regulation.
All: Issues & Advocacy
March 29, 2006 – Written testimony of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered to the Senate Special Committee on Aging, regarding protecting senior citizens against investment fraud.
September 22, 2005 – Written Statement of the
North American Securities Administrators Association
To The Financial Institutions and Consumer Credit Subcommittee
House Committee on Financial Services
June 2, 2004 – Written testimony of Connecticut Securities Commissioner, and NASAA President, Ralph A. Lambiase, delivered to the Senate Committee on Banking, Housing, and Urban Affairs United States Senate, regarding the role of state securities regulators in protecting investors.
June 2, 2004 – Written testimony of Alabama Securities Commissioner Joseph P. Borg, delivered to the Senate Committee on Banking, Housing, and Urban Affairs, regarding the role of state securities regulators in protecting investors.
March 23, 2004 – Testimony of Tanya Solov
Illinois Securities Director and NASAA Broker-Dealer Section Chair
Before the Special Committee on Aging United States Senate
June 5, 2003 – Testimony of Christine A. Bruenn
NASAA President and Maine Securities Administrator
Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises,
Committee on Financial Services, United States House of Representatives