Issues & Advocacy
September 16, 1999
The Practices and Operations of the Day Trading Industry
September 16, 1999 - Oral Testimony of Peter C. Hildreth Director of Securities Regulation, New Hampshire Bureau of Securities and NASAA President Before the Senate Governmental Affairs Committee, Permanent Subcommittee on Investigations
June 25, 1999
Risky Business in the Operating Subsidiary: How the OCC Dropped the Ball
June 25, 1999 - Testimony of Denise Voigt Crawford Texas Securities Commissioner and Past-President North American Securities Administrators Association, Inc. Before the U.S. House of Representatives Committee on Commerce, Subcommittee on Oversight and Investigations
March 23, 1999
Securities Frauds on the Internet and Current Issues Concerning Online Trading
March 23, 1999 - Testimony of G. Philip Rutledge Deputy Chief Counsel, Pennsylvania Securities Commission Before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate
February 24, 1999
The Financial Services Modernization Act of 1999
February 24, 1999 - Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the Senate Banking, Housing and Urban Affairs Committee, United States Senate
February 11, 1999
NASAA Testimony on HR 10 – The Financial Services Act of 1999
February 11, 1999 - Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the House Banking, Housing and Urban Affairs, United States House of Representatives
September 29, 1998
NASAA Testimony Regarding Mutual Fund Fees
September 29, 1998 - Written Statement of Denise Voigt Crawford President, North American Securities Administrators’ Association, Inc. Commissioner, Texas Securities Board Submitted to the Finance and Hazardous Materials Subcommittee U.S. House of Representatives
June 25, 1998
NASAA Testimony on HR 10 – The Financial Services Act of 1998
June 25, 1998 - Testimony of Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association, Inc. Before the Senate Banking, Housing and Urban Affairs Committee, United States Senate
June 2, 1998
NASAA Testimony at Joint Hearing on Ways to Increase Retirement Savings
June 2, 1998 - Written Statement of Denise Voigt Crawford President, North American Securities Administrators’ Association, Inc. Commissioner, Texas Securities Board Submitted to the Senate Special Aging Committee and House Employer-Employee Relations Subcommittee
July 29, 1997
NASAA Testimony Before the New York Attorney General Regarding Micro-Cap Fraud
July 29, 1997 - Testimony of Mark J. Griffin President, North American Securities Administrators Association Director, Utah Division of Securities Before the New York Attorney General
July 17, 1997
