All: Issues & Advocacy

Risky Business in the Operating Subsidiary: How the OCC Dropped the Ball

June 25, 1999 – Testimony of Denise Voigt Crawford
Texas Securities Commissioner and Past-President
North American Securities Administrators Association, Inc.
Before the U.S. House of Representatives Committee on Commerce, Subcommittee on Oversight and Investigations

Issues & Advocacy, Legislative Activity, Testimony Read more

Securities Frauds on the Internet and Current Issues Concerning Online Trading

March 23, 1999 – Testimony of G. Philip Rutledge
Deputy Chief Counsel,
Pennsylvania Securities Commission
Before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs,
United States Senate

Issues & Advocacy, Legislative Activity, Testimony Read more

Securities Fraud on the Internet & Online Trading Issues

March 22, 1999 – Testimony of Peter C. Hildreth
Director of Securities Regulation, New Hampshire & NASAA President
Before the Permanent Subcommittee on Investigations of the Governmental Affairs Committee,
United States Senate

Issues & Advocacy, Legislative Activity, Testimony Read more

Securities Fraud on the Internet & Online Trading Issues

March 22, 1999 – Testimony of Peter C. Hildreth
Director of Securities Regulation, New Hampshire & NASAA President
Before the Permanent Subcommittee on Investigations of the Governmental Affairs Committee,
United States Senate

Issues & Advocacy, Legislative Activity, Testimony Read more

The Financial Services Modernization Act of 1999

February 24, 1999 – Testimony of Thomas E. Geyer
Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group
Before the Senate Banking, Housing and Urban Affairs Committee,
United States Senate

Issues & Advocacy, Legislative Activity, Testimony Read more

NASAA Testimony on HR 10 – The Financial Services Act of 1999

February 11, 1999 – Testimony of Thomas E. Geyer
Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group
Before the House Banking, Housing and Urban Affairs,
United States House of Representatives

Issues & Advocacy, Legislative Activity, Testimony Read more

NASAA Testimony Regarding Mutual Fund Fees

September 29, 1998 – Written Statement of Denise Voigt Crawford
President, North American Securities Administrators’ Association, Inc.
Commissioner, Texas Securities Board
Submitted to the Finance and Hazardous Materials Subcommittee
U.S. House of Representatives

Issues & Advocacy, Legislative Activity, Testimony Read more

NASAA Testimony on HR 10 – The Financial Services Act of 1998

June 25, 1998 – Testimony of Denise Voigt Crawford
Texas Securities Commissioner
President, North American Securities Administrators Association, Inc.
Before the Senate Banking, Housing and Urban Affairs Committee,
United States Senate

Issues & Advocacy, Legislative Activity, Testimony Read more

NASAA Testimony at Joint Hearing on Ways to Increase Retirement Savings

June 2, 1998 – Written Statement of Denise Voigt Crawford
President, North American Securities Administrators’ Association, Inc.
Commissioner, Texas Securities Board
Submitted to the Senate Special Aging Committee
and House Employer-Employee Relations Subcommittee

Issues & Advocacy, Legislative Activity, Testimony Read more

NASAA Testimony Before the New York Attorney General Regarding Micro-Cap Fraud

July 29, 1997 – Testimony of Mark J. Griffin
President, North American Securities Administrators Association
Director, Utah Division of Securities
Before the New York Attorney General

Issues & Advocacy, Legislative Activity, Testimony Read more