All: Legislative Activity

Market Structure Issues for the Futures, Options and Equities Markets

May 8, 2000 – Testimony of Bradley W. Skolnik
Indiana Securities Commissioner and NASAA President
Before the Committee on Banking, Housing and Urban Affairs, U.S. Senate
Chicago, Illinois

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NASAA Testimony Outlining Concerns About Day Trading

February 25, 2000 – Testimony of Deborah R. Bortner
Director of Securities, Washington State Department of Financial Institutions
Before the Senate Governmental Affairs Committee Permanent Subcommittee on Investigations

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NASAA Statement on Public Offerings

October 14, 1999 – Written Statement of the North American Securities Administrators Association
House Small Business Committee, Government Programs and Oversight Subcommittee

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The Practices and Operations of the Day Trading Industry

September 16, 1999 – Oral Testimony of Peter C. Hildreth
Director of Securities Regulation, New Hampshire Bureau of Securities and NASAA President
Before the Senate Governmental Affairs Committee, Permanent Subcommittee on Investigations

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Risky Business in the Operating Subsidiary: How the OCC Dropped the Ball

June 25, 1999 – Testimony of Denise Voigt Crawford
Texas Securities Commissioner and Past-President
North American Securities Administrators Association, Inc.
Before the U.S. House of Representatives Committee on Commerce, Subcommittee on Oversight and Investigations

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Securities Frauds on the Internet and Current Issues Concerning Online Trading

March 23, 1999 – Testimony of G. Philip Rutledge
Deputy Chief Counsel,
Pennsylvania Securities Commission
Before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs,
United States Senate

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Securities Fraud on the Internet & Online Trading Issues

March 22, 1999 – Testimony of Peter C. Hildreth
Director of Securities Regulation, New Hampshire & NASAA President
Before the Permanent Subcommittee on Investigations of the Governmental Affairs Committee,
United States Senate

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Securities Fraud on the Internet & Online Trading Issues

March 22, 1999 – Testimony of Peter C. Hildreth
Director of Securities Regulation, New Hampshire & NASAA President
Before the Permanent Subcommittee on Investigations of the Governmental Affairs Committee,
United States Senate

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The Financial Services Modernization Act of 1999

February 24, 1999 – Testimony of Thomas E. Geyer
Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group
Before the Senate Banking, Housing and Urban Affairs Committee,
United States Senate

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NASAA Testimony on HR 10 – The Financial Services Act of 1999

February 11, 1999 – Testimony of Thomas E. Geyer
Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group
Before the House Banking, Housing and Urban Affairs,
United States House of Representatives

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