September 22, 2005 – Written Statement of the
North American Securities Administrators Association
To The Financial Institutions and Consumer Credit Subcommittee
House Committee on Financial Services

June 2, 2004 – Written testimony of Connecticut Securities Commissioner, and NASAA President, Ralph A. Lambiase, delivered to the Senate Committee on Banking, Housing, and Urban Affairs United States Senate, regarding the role of state securities regulators in protecting investors.

June 2, 2004 – Written testimony of Alabama Securities Commissioner Joseph P. Borg, delivered to the Senate Committee on Banking, Housing, and Urban Affairs, regarding the role of state securities regulators in protecting investors.

March 23, 2004 – Testimony of Tanya Solov
Illinois Securities Director and NASAA Broker-Dealer Section Chair
Before the Special Committee on Aging United States Senate

June 5, 2003 – Testimony of Christine A. Bruenn
NASAA President and Maine Securities Administrator
Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises,
Committee on Financial Services, United States House of Representatives

May 7, 2003 – Testimony of Christine A. Bruenn
NASAA President and Maine Securities Administrator
Before the Committee on Banking, Housing and Urban Affairs United States Senate

March 6, 2003 – Written Statement of the North American Securities Administrators Association
To the Capital Markets, Insurance and Government Sponsored Enterprises Subcommittee, House Committee on Financial Services

June 25, 2002 – Prepared Statement of Dale E. Cantone
Deputy Securities Commissioner and Chief of the Franchise and Business Opportunities Unit of the Office of the Maryland Attorney General, Securities Division
Before the Subcommittee on Commerce, Trade, and Consumer Protection of the Committee on Energy and Commerce,
United States House of Representatives

June 19, 2002 – Testimony of Bradley W. Skolnik
Indiana Securities Commissioner
Chairman, Enforcement Section
Before the Crime and Drugs Subcommittee Senate Judiciary Committee

May 23, 2002 – Testimony of Bradley W. Skolnik
Indiana Securities Commissioner
Chairman, Enforcement Section
Before the House Financial Services Oversight and Investigations Subcommittee, U.S. House of Representatives