NASAA is working with AARP to ensure that senior investors are not being pressured into purchasing fraudulent or unsuitable investments at free lunch seminars.
All: Investor Education
State and provincial securities regulators have a long tradition of protecting investors through financial education. Most state and provincial securities regulators have established investor education departments or divisions within their agencies. The result is an effective network of dedicated professionals delivering financial education at the grassroots level. NASAA members’ financial education professionals can be found […]
August 13, 2010 – The SEC, FINRA and NASAA issue an updated joint report that outlines practices being used by financial services firms to strengthen their policies and procedures for serving senior investors as they approach and begin retirement.
New AARP Survey Shows High Level of Concern About Impact of Financial Scams Among 55+ Population Washington, DC – More than three-quarters of older Americans are concerned that financial scams will damage their retirement nest eggs or those of someone they know, AARP and the North American Securities Administrators Association (NASAA) said today. In a […]