All: Investor Education

Investor Bill of Rights

Know your rights as an investor.

Investor Alerts & Tips, Investor Education, Scams & Frauds Read more

Investor Education

State and provincial securities regulators have a long tradition of protecting investors through financial education. Most state and provincial securities regulators have established investor education departments or divisions within their agencies. The result is an effective network of dedicated professionals delivering financial education at the grassroots level. NASAA members’ financial education professionals can be found […]

Investor Education Read more

NASAA, SEC, FINRA Publish Updated Best Practices for Firms Serving Senior Investors

August 13, 2010 – The SEC, FINRA and NASAA issue an updated joint report that outlines practices being used by financial services firms to strengthen their policies and procedures for serving senior investors as they approach and begin retirement.

2010 Headlines, Newsroom, Senior News & Alerts Read more

The Most Dangerous Piece of Mail You’ll Get All Year is For a Free Lunch

New AARP Survey Shows High Level of Concern About Impact of Financial Scams Among 55+ Population Washington, DC – More than three-quarters of older Americans are concerned that financial scams will damage their retirement nest eggs or those of someone they know, AARP and the North American Securities Administrators Association (NASAA) said today. In a […]

2009 Headlines, Newsroom, Senior News & Alerts Read more

Investor Tips for a Down Market

As the markets continue to slide, get the facts before you make any investment move.

Investor Alerts & Tips, Investor Education, Saving & Investing Read more

Madoff – A 21st Century Ponzi Scheme

A few simple actions can help investors sidestep the potentially devastating impact of a classic Ponzi scheme.

Investor Alerts & Tips, Investor Education, Scams & Frauds Read more

Feedback Form: Live "Stock" Adventure

Your opinion counts!

Investor Education, Youth & Educators Read more

Feedback Form: Live “Stock” Adventure

Your opinion counts!

Investor Education, Youth & Educators Read more

CFTC/NASAA Investor Alert: Foreign Exchange Currency Fraud

Forex trading can be legitimate for governments and large institutional investors concerned about fluctuations in international exchange rates, and it can even be appropriate for some individual investors. But the average investor should be wary when it comes to forex offers.

Investor Alerts & Tips, Investor Education, Saving & Investing, Scams & Frauds Read more

State Securities Regulators Voice Strong Support For Senior Investment Protection Act

NASAA Applauds Sen. Herb Kohl’s Leadership in the Ongoing Fight Against Senior Investment Fraud WASHINGTON, D.C., May 4, 2009—The North American Securities Administrators Association (NASAA) today announced its strong support for the “Senior Investment Protection Act of 2009” (S. 906), legislation designed to protect senior investors from unscrupulous and unqualified financial advisers. Introduced by Sen. […]

2009 Headlines, Newsroom, Senior News & Alerts Read more