Investor Education
August 9, 2011
Free Lunch Monitor
NASAA is working with AARP to ensure that senior investors are not being pressured into purchasing fraudulent or unsuitable investments at free lunch seminars.
August 9, 2011
EIFFE
The NASAA-NAPSA-IPT Elder Investment Fraud and Financial Exploitation Prevention Program educates medical professionals and other caregivers about how to identify seniors who may be vulnerable to financial abuse.
August 13, 2010
NASAA, SEC, FINRA Publish Updated Best Practices for Firms Serving Senior Investors
August 13, 2010 - The SEC, FINRA and NASAA issue an updated joint report that outlines practices being used by financial services firms to strengthen their policies and procedures for serving senior investors as they approach and begin retirement.
November 12, 2009
The Most Dangerous Piece of Mail You’ll Get All Year is For a Free Lunch
New AARP Survey Shows High Level of Concern About Impact of Financial Scams Among 55+ Population Washington, DC, November 12, 2009 – More than three-quarters of older Americans are concerned that financial scams will damage their retirement nest eggs or those of someone they know, AARP and the North American Securities Administrators Association (NASAA) said […]
August 26, 2009
Investor Tips for a Down Market
As the markets continue to slide, get the facts before you make any investment move.
August 26, 2009
Madoff – A 21st Century Ponzi Scheme
A few simple actions can help investors sidestep the potentially devastating impact of a classic Ponzi scheme.
August 17, 2009
