NASAA 2019 Fintech & Cybersecurity Symposium
Washington, D.C.
750 First Street, NE
The Spire Center 12th Floor
Tuesday, October 29, 2019
9 a.m. to 4 p.m.
Agenda
9 – 9:15 a.m. Networking Coffee
9:15 – 9:20 a.m. Opening Remarks
Chris Gerold, New Jersey Bureau of Securities and NASAA President
9:20 – 9:45 a.m. Keynote Address: Fintech Revolution and Regulatory Evolution
Dr. Tori Adams, ConsenSys
9:45 – 10:45 a.m. Panel 1: Fintech Opportunities and Challenges
Moderator:
Jillian Lazar, Delaware Investor Protection Unit
Panelists:
Sara Hanks, CrowdCheck,
Rosita Najmi, Melinda & Bill Gates Foundation
Greg Strong, DLX law
Chris Brummer, Georgetown Law
10:45-11:00 a.m. Refreshment Break
11-12:00 p.m. Panel 2: The Future of Fintech and the Regulatory Landscape
Moderator:
Claire McHenry, Nebraska Department of Banking & Finance Bureau of Securities
Panelists:
Katherine Milgram, The Guardian Life Insurance Company of America
Bill Rockwood, Staff of Congressman Darren Soto (D-FL)
Matthew Bouillon Mascareñas, New Mexico Securities Division
Amy Starr, U.S. Securities and Exchange Commission
12 – 12:45 p.m. Lunch
1 – 2 p.m. Panel 3: Cybersecurity and Technology: Scaling Up, Scaling Down, and the Impact on Retail Investors
Moderator:
Andrew Hartnett, Iowa Securities Bureau
Panelists:
Adam DiPaolo, Ascendant Compliance
Matthew Fink, Nevada Securities Division
Andras Teleki, M3Sixty
2 – 2:15 p.m. Break
2:15 – 2:45 p.m. Keynote Address
Michael Doyle, Federal Bureau of Investigations
2:45 – 3 p.m. Refreshment Break
3 – 4 p.m. Panel 4: The State of Cybersecurity Update: A Year in Review and What Lies Ahead
Moderator:
Jake van der Laan, New Brunswick Financial & Consumer Services Commission
Panelists:
David Kelley, FINRA
Assunta Vivolo, U.S. Securities and Exchange Commission
Charles DeSimone, SIFMA
4 p.m. Concluding Remarks
Chris Gerold, New Jersey Bureau of Securities and NASAA President