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The Role of State Securities Regulators in Protecting Investors, Enforcement Overview

Testimony of Joseph P. Borg Director, Alabama Securities Commission And Chairman of the Enforcement Section of the North American Securities…

Wall Street Analyst Conflicts of Interest Global Settlement

Testimony of Christine A. Bruenn NASAA President and Maine Securities Administrator Before the Committee on Banking, Housing and Urban Affairs…

NASAA Identifies Top 10 Investor Traps

WASHINGTON (August 18, 2009) – With a new school year about to begin, the North American Securities Administrators Association (NASAA)…

Investment frauds using religion on the rise, state regulators warn

WASHINGTON (August 7, 2001) – Investment frauds that take advantage of victims’ religious or spiritual beliefs are rising dramatically, state…

NASAA’s 2005 Top 10 Threats to Investors

Widmann: "If it sounds too good to be true, it usually is"  WASHINGTON (March 24, 2005) – The North American…

NASAA Cautions Investors to Guard Against Ebola-Related Scams

NASAA Task Force Monitoring Internet for Fraud Following Outbreak of Ebola-Related Website Names WASHINGTON (October 29, 2014) – Following the outbreak…

Informed Investor Advisory: Unsolicited Text Messages

Are you an informed investor? Stranger Texts: Don’t Answer Unsolicited Messages Have you ever received an unsolicited text message on…

NASAA Identifies Traps Likely to Burn Investors This Summer

WASHINGTON, D.C. June 17, 2008—As summer approaches, the North American Securities Administrators Association warns that scamsters are using every trick…

Informed Investor Advisory: Will the Real Adviser or Broker Please Stand Up?

Are you an informed investor? Will the Real Adviser or Broker Please Stand Up? Scammers will go to any length…

The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions

Testimony of Lynne Egan Montana Deputy Securities Commissioner Member, NASAA Investor Education Section Before the Subcommittee on Oversight of Government…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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