Search Results for: top 10 scams

State securities regulators warn of opportunistic investment scams following attacks on World Trade Center, Pentagon

WASHINGTON (September 17, 2001) – In the wake of terrorist attacks in New York and near Washington, DC, state securities…

Informed Investor Advisory: Pension Advance Scams

Are you an informed investor? Pension Advance Scams Retirees Beware! A pension is a type of retirement plan, usually tax-exempt, in…

Protecting Investors and Savers: Understanding Scams and Risks in Crypto and Securities Markets

Written Testimony of NASAA President and Maryland Securities Commissioner Melanie Senter Lubin On behalf of The North American Securities Administrators…

Informed Investor Advisory: Mobile App Scams

Are you an informed investor? Mobile App Scams Mobile apps: they’re everywhere. With millions to explore, browsing can be overwhelming…

Informed Investor Advisory: Elaborate Cryptocurrency Scams Involving Self-Proclaimed “Investment Education Foundations” and “Proprietary” AI Bots

Are you an informed investor? Elaborate Cryptocurrency Scams Involving Self-Proclaimed “Investment Education Foundations” and “Proprietary” AI Bots North American Securities…

State Securities Regulators Remind Investors That Scams Often Hide Behind the Headlines

WASHINGTON, D.C. (January 28, 2008) - State securities regulators today reminded investors not to allow recent negative economic news and…

NASAA Warns Investors to Watch for Sandy Scams

WASHINGTON (October 31, 2012) – Following the widespread destruction caused by Hurricane Sandy along the Eastern seaboard, the North American…

The Coronavirus is Novel but Crisis-related Scams are Nothing New

The North American Securities Administrators Association (NASAA) and FINRA have joined to encourage investors to proceed cautiously with new investment…

The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions

WRITTEN STATEMENT OF THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION U.S. Senate Committee on Homeland Security and Governmental Affairs Subcommittee on…

Protecting Senior Citizens Against Investment Fraud

Testimony of Patricia D. Struck Wisconsin Securities Division Administrator and President North American Securities Administrators Association, Inc. Before the Special…




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