Search Results for: top 10 scams

NASAA Cautions Investors About Social Networking Fraud

Con Artists Tap into Social Networking Sites in Search of New Victims Download | Informed Investor Advisory: Social Networking Fraud…

Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to Improve Investment Adviser Oversight

Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…

AARP and NASAA Launch “Free Lunch Seminar Monitor” Program

Older Americans Increasingly Targeted By Financial Scammers WASHINGTON (October 14, 2008) – With fraud and scams on the rise, older…

Self-Directed IRAs and the Risk of Fraud

SEPTEMBER 28, 2011 -- The SEC's Office of Investor Education and Advocacy (OIEA) and the North…

Beware of oil and gas schemes, state securities regulators warn investors

Con artists may seek to exploit fears over Mideast, oil supply WASHINGTON (March 6, 2003) - With oil prices near…

NASAA Warns Investors to Beware of Phantom Regulators

Con Artists Posing as U.S. Regulators Go Global to Lure Investors WASHINGTON, D.C. (July 28, 2005) – Want to check…

Affinity Fraud: Beware of Swindlers Who Claim Loyalty to Your Group

State securities regulators are warning investors to be on guard against a rise in affinity group fraud. What is affinity…

NASAA Warns Investors to Watch for Holiday Investment Fraud

State Securities Regulators Offer Tips and Resolutions for Safe Investing WASHINGTON, D.C., December 13, 2007 – The North American Securities…

NASAA Offers New Podcast Series to Help Listeners Become Alert Investors

WASHINGTON, D.C. (April 18, 2007) — Knowledge is power. And nowhere is that more true than in the dynamic world…

NASAA Warns Online Investors to Beware of Hack Attacks

Investors Urged to Carefully Monitor Online Trading Accounts WASHINGTON (October 26, 2006) – The North American Securities Administrators Association today warned…