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Search Results for: senior specialists

Serve Our Seniors

QUICK LINKSLearn from the best and brightest how to help protect seniors from investment fraud.Designating a trusted contact is a…

Senior Summit

SEC, NASAA and FINRA Gather to Coordinate Efforts to Protect Older Investors from Financial Fraud Hosted by the Securities and…

NASAA Statement on The Senior$afe Act of 2016

WASHINGTON (June 16, 2016) — The following is a statement from Judith M. Shaw, North American Securities Administrator Association (NASAA)…

NASAA’s 2005 Top 10 Threats to Investors

Widmann: "If it sounds too good to be true, it usually is"  WASHINGTON (March 24, 2005) – The North American…

NASAA Releases Legislative Commentary to Protect Seniors and Vulnerable Adults from Financial Exploitation

WASHINGTON, D.C. (September 14, 2021) – The North American Securities Administrators Association (NASAA) today released an updated legislative commentary for…

NASAA Statement on The Senior Security Act

The following is a statement from Michael S. Pieciak, president of the North American Securities Administrators Association and Commissioner of…

Maine Securities Administrator Outlines Innovative Program to Combat Senior Financial Exploitation

WASHINGTON, D.C. (February 4, 2015) – In testimony today before the Senate Special Committee on Aging, Maine Securities Administrator Judith…

Shopping Smart and Avoiding Scams: Financial Literacy During the Holiday Season

Testimony of Karen Tyler Commissioner, North Dakota Securities Department and President, North American Securities Administrators Association, Inc. Before the United…

“Free Lunch” Investment Seminar Examinations Uncover Widespread Problems, Perils for Older Investors

WASHINGTON, D.C. (September 10, 2007)-- During a Seniors Summit held today at the Securities and Exchange Commission, securities regulators released a…

State Securities Regulators Release Top 10 Scams, Schemes & Scandals

Mutual Fund Practices, Senior Investment Fraud, Variable Annuities Join 2004 List WASHINGTON (January 14, 2004) – State securities regulators today…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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