Search Results for: senior specialists

NASAA Promotes Millennial Financial Awareness During America Saves Week

WASHINGTON, DC, February 25, 2019 –The North American Securities Administrators Association (NASAA) encourages Millennials to focus on the importance of…

NASAA Reports Growing Use of Model Fee Disclosure Table

For additional information, visit NASAA's Model Fee Disclosure Resource Center WASHINGTON, D.C. (September 26, 2017) — The North American Securities…

Cybersecurity Threats to Financial Services Industry, Investors Explored at NASAA Roundtable

Download: Opening Remarks of NASAA President Mike Rothman WASHINGTON, D.C. (June 23, 2017) — Leading cybersecurity experts convened in Washington…

Panelists Announced for NASAA Annual Conference

Speakers to Spotlight Issues of Interest to Securities Regulators, Industry and Investors WASHINGTON, September 16, 2010—The North American Securities Administrators…

NASAA Testimony on H.R. 1053, the Common Cents Stock Pricing Act of 1997

Testimony of Mark J. Griffin Director, Utah Securities Division President, North American Securities Administrators Association Before the SUBCOMMITTEE ON FINANCE…

NASAA Recognizes and Supports World Elder Abuse Awareness Day by Announcing Senior$afe Training Week

WASHINGTON (June 15, 2016) — In recognition of World Elder Abuse Awareness Day, the North American Securities Administrators Association (NASAA)…

Proposed NASAA Model Rule on the Use of Senior-Specific Certifications and Professional Designations

Comments are being solicited from the public on the following proposed model rule concerning the use of senior-specific certifications and…

NASAA Celebrates the Five-Year Anniversary of the Senior Safe Act

Early Detection and Reporting Are Critical Steps to Prevent Elder Financial Abuse WASHINGTON, D.C. – (May 24, 2023) – The…

NASAA Statement on House Passage of The Senior$afe Act of 2016

WASHINGTON (July 6, 2016) — The following is a statement from Judith M. Shaw, North American Securities Administrator Association (NASAA)…

NASAA Outlines Efforts to Fight Senior Investment Fraud

WASHINGTON (August 17, 2004) — North Dakota Securities Commissioner Karen Tyler, on behalf of the North American Securities Administrators Association…




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