Search Results for: senior specialists

NASAA Appoints Advisory Council to Work With Regulators on Committee on Senior Issues and Diminished Capacity

WASHINGTON, D.C. (September 16, 2014) – The North American Securities Administrators Association (NASAA) today announced the formation of an advisory…

NASAA Coordinated Exams Focus on Broker-Dealer Policies and Procedures for Senior Investors

Download: 2016 Broker-Dealer Coordinated Examinations Preliminary Findings WASHINGTON, D.C. (September 12, 2016) – Preliminary findings of coordinated examinations of broker-dealer…

NASAA Supports Congressional Efforts to Protect Senior Investors

WASHINGTON (September 11, 2009) – The North American Securities Administrators Association (NASAA) announced its strong support for two bicameral bills…

New Hampshire Gov. Lynch Signs Senior Investor Protection Legislation Into Law

New Hampshire Law Adopts Provisions Based on NASAA Model Rule on the Use of Senior Certifications and Professional Designations WASHINGTON,…

The Need for Financial Aid to America’s States and Territories During the Pandemic

Written Statement of Lisa HopkinsWest Virginia Senior Deputy Securities Commissioner and NASAA PresidentOn Behalf of The North American Securities Administrators…

NASAA Outlines Pro-Investor Legislative Priorities

WASHINGTON, D.C. (January 30, 2008)—The North American Securities Administrators Association (NASAA) today identified 11 key pro-investor legislative priorities it will…

NASAA Members Participate in Senior$afe Training Week

Nationwide Training Sessions Conducted by State Securities Regulators Aimed at Helping Investment Services Professionals Identify and Report Senior Financial Exploitation…

Improving Financial Literacy

Committee on Financial Services Subcommittee on Financial Institutions and Consumer Credit "Improving Financial Literacy: Working Together to Develop Private Sector…

NASAA Welcomes New Members To Its Seniors Advisory Committee

Advisory Committee Will Collaborate with NASAA’s Senior Issues Committee WASHINGTON, D.C. – (March 21, 2023) – The North American Securities…

Federal Resources

To advance its agenda, NASAA engages on a nonpartisan basis with Congressional offices and other stakeholders. Learn more about NASAA’s…