Search Results for: senior specialists

RETIRED

RESOURCES FOR RETIRED INVESTORS You’ve worked hard throughout your lifetime to build retirement security. As your first line of defense,…

NASAA Conference to Focus on Investor Protection & Market Confidence

Conference Details and Registration Information WASHINGTON, DC (May 1, 2017)—State and provincial securities regulators will convene in Washington, DC next…

NASAA Fall Annual Meeting to Examine Emerging Trends in Financial Regulation

Speakers Include Securities Regulatory Leaders and Authorities WASHINGTON, D.C. (September 8, 2021) – Securities regulators, financial industry leaders and investor…

The JOBS Act at Five: Examining Its Impact and Ensuring the Competitiveness of the U.S. Capital Markets

Written Statement of Mike Rothman President, North American Securities Administrators Association, Inc. Minnesota Commissioner of Commerce Before the U.S. House…

NASAA Recognizes World Elder Abuse Awareness Day and Offers New Power of Attorney Resources

WASHINGTON, DC – (June 15, 2022) – In recognition of World Elder Abuse Awareness Day, the North American Securities Administrators…

NASAA Announces Agenda for Fintech and Cybersecurity Symposium

WASHINGTON, D.C. (October 14, 2020) — The North American Securities Administrators Association (NASAA) today announced the agenda and speakers for…

Speakers Set for NASAA Public Policy Conference

U.S. Senator Robert Casey and Former SEC Commissioner Harvey Goldschmid to Address May 8 Conference in Washington, D.C. WASHINGTON, D.C. (April 26, 2007)…

NASAA to Host Public Policy Conference on May 8

Conference to Feature Forum Examining Investor Protection Through Effective Enforcement and Regulation WASHINGTON, D.C. (April 11, 2007) —The North American Securities…

NASAA unveils legislative agenda that “puts investors first”

Investors need more information, education, protection: state regulators WASHINGTON (December 23, 2002)– Investors need more information, more education and more…

NASAA Announces Agenda for Fintech and Cybersecurity Symposium

WASHINGTON, D.C. (October 4, 2019) — The North American Securities Administrators Association (NASAA) today announced the agenda and speakers for…