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NASAA Senior Model Act

NASAA MODEL ACT TO PROTECT VULNERABLE ADULTS FROM FINANCIAL EXPLOITATION Protecting senior investors from financial exploitation has long been a…

Remarks of NASAA President Mike Rothman Delivered to NASAA 2017 Public Policy Conference

NASAA President and Minnesota Commissioner of Commerce Mike Rothman May 9, 2017 Washington, D.C. Good afternoon everyone! I wish I…

2017 Presidential Address: Joseph P. Borg, Alabama Securities Commission Director

September 26, 2017 NASAA Annual Conference Seattle, Washington Thank you Mike for your generous introduction and for all you’ve accomplished…

A Legislative Proposal to Create Hope and Opportunity for Investors, Consumers, and Entrepreneurs

TESTIMONY OF MELANIE SENTER LUBIN MARYLAND SECURITIES COMMISSIONER ON BEHALF OF THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION BEFORE THE U.S.…

A Legislative Proposal to Create Hope and Opportunity for Investors, Consumers, and Entrepreneurs

WRITTEN STATEMENT OF MIKE ROTHMAN PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION AND MINNESOTA COMMISSIONER OF COMMERCE BEFORE THE U.S. HOUSE…

President’s Remarks, NASAA CRD/IARD Training

Ralph Lambiase Director, Connecticut Division of Securities President, North American Securities Administrators Associaion April 30, 2004 NASAA 2004 CRD/IARD Training…

The Role of State Securities Regulators in Protecting Investors

Testimony of Ralph A. Lambiase Director, Division of Securities Connecticut Department of Banking & President North American Securities Administrators Association,…

NASAA Unveils Training Program to Combat Elder Financial Abuse

State Securities Regulators to Offer Training to BDs and IAs WASHINGTON, DC (March 30, 2016) – As the latest step…

Informed Investor Advisory: Seniors’ Guide to Staying Safe Online

Are you an informed investor? Seniors’ Guide to Staying Safe Online The stress of financial fraud can be life changing,…

NASAA Offers Tips on How to Talk to Aging Parents About Senior Investment Fraud

WASHINGTON (May 22, 2007) — They talked about the birds and bees with you, now it’s your turn to talk…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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