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Consolidation of NASD and the Regulatory Functions of the NYSE

Testimony of Joseph P. Borg Director, Alabama Securities Commission and President of the North American Securities Administrators Association, Inc. Before…

“Putting Investors First? Examining the SEC’s Best Interest Rule”

Written Statement of Michael S. Pieciak President, North American Securities Administrators Association and Commissioner, Vermont Department of Financial Regulation To…

H.R. 4624, the Investment Adviser Oversight Act of 2012

Written Testimony of John Morgan Securities Commissioner of TexasOn behalf ofThe North American Securities Administrators Association, Inc. Before theHouse Committee…

2012 NASAA Presidential Address: A. Heath Abshure, Arkansas Securities Commissioner

September 11, 2012 NASAA 95th Annual ConferenceCoronado, California Thank you Jack, for your kind introduction. Good afternoon. My name is…

2003 Presidential Speech, Connecticut Division of Securities Director Ralph Lambiase

President's Remarks Ralph Lambiase Director, Connecticut Division of Securities President, North American Securities Administrators Associaion September 16, 2003 NASAA 86th ANNUAL…




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