Search Results for: model rules
WASHINGTON, D.C. – (September 19, 2022) – The North American Securities Administrators Association (NASAA) today announced that its membership has…
WASHINGTON, D.C. – (May 6, 2024) – The North American Securities Administrators Association (NASAA) announced that at a membership meeting…
Model Rules NASAA’s membership has passed model rules for the Exam Validity Extension Program (EVEP). This program allows eligible individuals…
NASAA’s Investment Adviser Section and Investment Adviser Regulatory Policy and Review Project Group are rereleasing for comment from interested persons…
NASAA’s Investment Adviser Regulatory Policy and Review Project Group is soliciting comments from the public on a proposed model rule…
