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Informed Investor Advisory: Unsolicited Text Messages

Are you an informed investor? Stranger Texts: Don’t Answer Unsolicited Messages Have you ever received an unsolicited text message on…

How to Report a Scam or File a Complaint

How do I report a scam or suspicious investment?  Feeling uncomfortable about an investment you’ve been considering?  Not sure if…

NASAA Investor Alert: Artificial Intelligence (AI) and Investment Fraud

January 25, 2024 The Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators…

2016 Presidential Address: Minnesota Commissioner of Commerce Mike Rothman

September 13, 2016 NASAA Annual Conference Providence, Rhode Island Good afternoon. Hasn’t this been a terrific NASAA conference? Our speakers…

NASAA Survey Finds Mid-Sized IAs Addressing Cybersecurity Risks

Investment Advisers Report Few Security Breaches Download: NASAA Cybersecurity Report WASHINGTON, DC (September 10, 2014) – The North American Securities…




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