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Search Results for: fraud scene

New NASAA Initiative Focuses on Senior Investor Issues

Committee Reflects Long-Standing Role of State and Provincial  Securities Regulators to Protect Senior Investors WASHINGTON, D.C. (August 19, 2014) –…

Remarks of NASAA President Mike Rothman Delivered to NASAA 2017 Public Policy Conference

NASAA President and Minnesota Commissioner of Commerce Mike Rothman May 9, 2017 Washington, D.C. Good afternoon everyone! I wish I…

Investors Urged to Discount Online Brokerage Advertising

State securities regulators warn of hidden costs, delayed executions, dangers of trading too much WASHINGTON (November 26, 1999) – With…

NASAA Testimony on H.R. 10 – The Financial Services Competition Act of 1997

Testimony of Mark J. Griffin President, North American Securities Administrators Association Director, Utah Division of Securities Before the HOUSE SUBCOMMITTEE…

NASAA Urges Congress to Restore Investor Confidence

WASHINGTON (April 21, 2010) – Pennsylvania Securities Commissioner Steven Irwin today urged Congress to help restore investors’ confidence in the…




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