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Search Results for: top 10 scams

How to Report a Scam or File a Complaint

How do I report a scam or suspicious investment?  Feeling uncomfortable about an investment you’ve been considering?  Not sure if…

Financial Services Regulatory Relief Legislation

Written Statement of the North American Securities Administrators Association to the Senate Committee on Banking, Housing and Urban Affairs Regarding…

Cybercriminals and Fraudsters: How Bad Actors Are Exploiting the Financial System During the COVID-19 Pandemic

Written Testimony of Amanda SennAlabama Securities Commission Chief Deputy Director and NASAA Cybersecurity Committee ChairOn behalf of the North American Securities…

NASAA Members, CFTC Reach Settlement with Safeguard Metals in $68m Fraud Targeting Elderly Adults

WASHINGTON, D.C. – (October 25, 2023) – Thirty state regulators and the Commodity Futures Trading Commission (CFTC) announced a settlement…

NASAA Warns Investors to Watch for Holiday Investment Fraud

State Securities Regulators Offer Tips and Resolutions for Safe Investing WASHINGTON, D.C., December 13, 2007 – The North American Securities…




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